SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
676 N. MICHIGAN AVENUE |
SUITE 3900 |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Huron Consulting Group Inc.
[ [HURN] ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 10/22/2004
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common stock |
10/22/2004 |
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S |
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750,000
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D |
$15.5
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8,864,576 |
D
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
676 N. MICHIGAN AVENUE |
SUITE 3900 |
(Street)
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1. Name and Address of Reporting Person*
676 N. MICHIGAN AVENUE |
SUITE 3900 |
(Street)
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1. Name and Address of Reporting Person*
676 N. MICHIGAN AVENUE |
SUITE 3900 |
(Street)
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1. Name and Address of Reporting Person*
676 N. MICHIGAN AVENUE |
SUITE 3900 |
(Street)
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1. Name and Address of Reporting Person*
676 N. MICHIGAN AVENUE |
SUITE 3900 |
(Street)
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1. Name and Address of Reporting Person*
C/O LAKE CAPITAL MANAGEMENT LLC |
676 NORTH MICHIGAN AVENUE, SUITE 3900 |
(Street)
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1. Name and Address of Reporting Person*
C/O LAKE CAPITAL MANAGEMENT LLC |
676 NORTH MICHIGAN AVENUE, SUITE 3900 |
(Street)
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Explanation of Responses: |
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/s/ Paul G. Yovovich, on behalf of HCG Holdings LLC as Reporting Person |
10/22/2004 |
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(Please see Joint Filer Information for signatures of other Reporting Persons) |
10/22/2004 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99
Form 4 Joint Filer Information
Title of Security: Common Stock
Issuer and Ticker Symbol: Huron Consulting Group Inc. [HURN]
Designated Filer: HCG Holdings LLC
Other Joint Filers:
Lake Partners LLC, Lake Capital Investment Partners LP,
Lake Capital Partners LP, Lake Capital Management LLC,
Terence M. Graunke, Paul G. Yovovich
Addresses:
The principal business office address for each
of the joint filers is c/o Lake Capital Management LLC,
676 North Michigan Avenue, Suite 3900, Chicago, Illinois 60611
Signatures: Lake Partners LLC
By: /s/ Paul G. Yovovich
Name: Paul G. Yovovich
Title: Manager
Lake Capital Investment Partners LP
By: Lake Partners LLC
Its: General Partner
By: /s/ Paul G. Yovovich
Name: Paul G. Yovovich
Title: Manager
Lake Capital Partners LP
By: Lake Capital Investment Partners LP
Its: General Partner
By: Lake Partners LLC
Its: General Partner
By: /s/ Paul G. Yovovich
Name: Paul G. Yovovich
Title: Manager
Lake Capital Management LLC
By: /s/ Paul G. Yovovich
Name: Paul G. Yovovich
Title: Principal
/s/ Terence M. Graunke
Terence M. Graunke
/s/ Paul G. Yovovich
Paul G. Yovovich
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